Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phong? Claim Your ProfilePhong Khanh Le is a registered investment advisor representative associated with Vanguard Advisers, Inc. in Plano, TX. Phong has been in the securities industry since 2006 and has a strong background in investment management. Phong is a licensed investment advisor representative. Phong Khanh Le has a wide range of experience in the securities industry, having worked with clients in various capacities. Phong is dedicated to providing clients with comprehensive financial advice and investment solutions to help them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/25/2022 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
05/17/2016 - 03/28/2022
CALLAWAY FINANCIAL SERVICES, INC. (Richardson TX)
TX
10/01/2012 - 02/09/2016
J.P. MORGAN SECURITIES LLC (RICHARDSON TX)
TX
11/16/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RICHARDSON TX)
NY
04/26/2011 - 08/24/2011
CALLAWAY FINANCIAL SERVICES, INC. (UNIONDALE NY)
TX
09/07/2007 - 10/15/2009
CHASE INVESTMENT SERVICES CORP. (PLANO TX)
TX
07/19/2006 - 09/21/2006
NYLIFE SECURITIES INC. (DALLAS TX)
BOTH
Issued 08/24/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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