Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phong? Claim Your ProfilePhong Huy-hung Pham is a financial professional with over 17 years of experience in the industry. Phong is currently registered with Siebert Williams Shank & CO., LLC in Michigan. Phong holds several securities licenses including Series 7, 52, 50, 53, 63, 79TO and SIE. Phong was previously registered with RBC Capital Markets, LLC in Arizona. Phong began their career in the financial industry on September 2, 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MI
01/15/2019 - Present
Siebert Williams Shank & CO., LLC (Grand Rapids MI)
AZ
03/27/2006 - 08/08/2018
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
BC
Issued 12/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/28/2005
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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