Unclaimed
Phineas Porter is a financial professional with over six years of experience in the securities industry. Phineas holds a Series 7, Series 24, and Series 57TO licenses. Phineas is currently registered with Jump Execution, LLC and Jump Trading, LLC. Prior to that, Phineas was employed by UBS Securities LLC and Citigroup Global Markets Inc. Phineas is a licensed securities professional in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2022 - Present
Jump Execution, LLC (New York NY)
NY
08/13/2018 - 03/01/2022
UBS SECURITIES LLC (NEW YORK NY)
NY
07/06/2017 - 08/15/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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