Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Wayne Gann is an investment advisor representative with Stifel, Nicolaus & Company, Inc., a firm headquartered in St. Louis, Missouri. Phillip has been in the industry since March 22, 1988. Phillip has worked for two firms previously: Sterne, Agee & Leach, Inc. and Morgan Stanley DW Inc. Phillip currently holds Series 3, 7, and SIE licenses, and is registered with the state of Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
10/27/2014 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
06/23/2006 - 10/13/2014
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
03/23/1988 - 06/26/2006
MORGAN STANLEY DW INC. (BIRMINGHAM AL)
BC
Issued 03/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1992
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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