Unclaimed
Phillip Walter Youngberg is a securities professional with over a decade of experience in the financial industry. Phillip currently works as a registered representative for Smbc Nikko Securities America, Inc. in New York, NY. Phillip has held previous roles at Deutsche Bank Securities Inc. Phillip is registered to offer securities products and services in a variety of states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/12/2011 - 09/23/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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