Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Brooks is a financial advisor currently registered with First Horizon Advisors, Inc., based in Franklin, TN. Phillip has been working in the industry since 1998 and has experience with various financial products and services. Phillip is licensed to provide investment advice in multiple states, including Tennessee, Texas, and Louisiana. Prior to joining First Horizon Advisors, Inc., Phillip worked for SunTrust Securities, Inc., NCF Financial Services, Inc., and Invest Financial Corporation. Phillip's expertise includes financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
07/11/2019 - Present
First Horizon Advisors, Inc. (Franklin TN)
GA
01/03/2005 - 05/11/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
09/30/2002 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
09/14/1999 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
GA
02/17/1998 - 09/13/1999
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 02/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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