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Phillip Victor Swayze

U.s. Bancorp Investments, Inc.

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About Phillip Victor Swayze

Phillip Swayze is an investment advisor representative with U.S. Bancorp Investments, Inc. in Portland, Oregon. Phillip is licensed to provide investment advisory services in Oregon. Phillip has worked in the securities industry since October 1, 2014 and has been registered with U.S. Bancorp Investments, Inc. since June 3, 2021. Phillip has Series 6, 7, 63 and 66 licenses and also holds the Securities Industry Essentials (SIE) certification. Phillip has worked at U.S. Bank and U.S. Bancorp Investments, Inc. in Portland, Oregon since May 2019. Phillip previously worked for Key Investment Services LLC in Gresham, Oregon from October 2014 to May 2019.

Firm Information

Phillip Swayze is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Phillip Swayze’s Registration & Firm History

OR

06/03/2021 - Present

U.s. Bancorp Investments, Inc. (Portland OR)

OR

10/02/2014 - 05/20/2019

KEY INVESTMENT SERVICES LLC (GRESHAM OR)

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Licenses & Designations

BOTH

Issued 09/18/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/02/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phillip Victor Swayze.
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