Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Valdez Picardo is a registered representative with Thoroughbred Financial Services, LLC. Phillip has been in the financial services industry since December 1996. Phillip Valdez Picardo holds the Series 6, Series 7 and Series 63 licenses. Prior to joining Thoroughbred Financial Services, LLC, Phillip Valdez Picardo was employed by Advanced Financial Planning Securities Corporation and Guardian Investor Services Corporation. Phillip Valdez Picardo specializes in providing financial planning, investment management, and selection of other advisers to high-net-worth individuals, corporations, and pension plans. Phillip Valdez Picardo's office is located in Brentwood, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/08/2004 - Present
Thoroughbred Financial Services, LLC (BRENTWOOD TN)
TN
09/12/1997 - 04/01/2000
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)
NY
11/26/1996 - 08/07/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Phillip Picardo is the right advisor for you? Invested Better is here to help.
