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Phillip Tyler West

W & S Brokerage Services, Inc.

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About Phillip Tyler West

Phillip Tyler West is a registered investment advisor representative, licensed in North Carolina, Florida, Georgia, and South Carolina. Phillip is a registered representative with W&S Brokerage Services, Inc., where he is a full-time employee. Phillip has been in the securities industry since May 16, 2019. Phillip has earned the Series 63, 65, 7, 26, and SIE exams. Phillip specializes in portfolio management for individuals. Phillip's previous employment includes Western Southern Life, where he was a full-time sales agent.

Firm Information

Phillip West is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Phillip West’s Registration & Firm History

NC

02/27/2023 - Present

W&S Brokerage Services, Inc. (ASHEVILLE NC)

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Licenses & Designations

IA

Issued 02/25/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/17/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/15/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phillip Tyler West.
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