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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Cartwright is a financial advisor with over 20 years of experience in the industry. Phillip is registered with Osaic Wealth, Inc. and is licensed to offer investment advice in several states. Phillip has a strong background in both securities and investment advisory services, with experience working with a variety of clients, including high-net-worth individuals, businesses, and retirement plans. Phillip has received his Series 7, 66, and 65 licenses and holds a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
01/19/2024 - Present
Osaic Wealth, Inc. (APPLETON WI)
WI
09/28/2011 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (APPLETON WI)
WI
04/24/2009 - 09/06/2011
WOODBURY FINANCIAL SERVICES, INC. (APPLETON WI)
WI
06/15/2007 - 04/27/2009
MORGAN STANLEY & CO. INCORPORATED (APPLETON WI)
WI
12/04/2000 - 06/19/2007
ROBERT W. BAIRD & CO. INCORPORATED (APPLETON WI)
IA
Issued 09/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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