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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Tanner is a financial advisor with over 7 years of experience in the financial services industry. Phillip is a Certified Financial Planner and holds the Series 7, Series 66, and Series 63 licenses. Phillip is currently registered with UBS Financial Services Inc. in California, Idaho and Texas. Phillip provides a variety of financial services to individuals, businesses, and high-net-worth clients. Phillip's previous employers include CETERA ADVISOR NETWORKS LLC and LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/15/2023 - Present
UBS Financial Services Inc. (INDIAN WELLS CA)
CA
11/01/2017 - 12/31/2019
CETERA ADVISOR NETWORKS LLC (PALM DESERT CA)
CA
06/16/2017 - 11/01/2017
GIRARD SECURITIES, INC. (PALM DESERT CA)
CA
11/19/2015 - 06/22/2017
LPL FINANCIAL LLC (PALM DESERT CA)
BC
Issued 06/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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