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Phillip T Engel

T. Rowe Price Investment Services, Inc.

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About Phillip T Engel

Phillip T. Engel is a registered representative of T. Rowe Price Investment Services, Inc. and has been in the industry since August 9, 2023. Phillip T. Engel holds the following licenses: Series 63, Series 7TO, and SIE. Phillip T. Engel is registered to offer securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Phillip Engel is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Phillip Engel’s Registration & Firm History

MD

08/10/2023 - Present

T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)

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Licenses & Designations

BC

Issued 08/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phillip T Engel.
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