Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Stuart Nuttall is a financial advisor who has been in the industry since December 2010. Phillip is currently registered as a Registered Representative with Stratos Wealth Partners, Ltd. and Stratos Wealth Advisors LLC in Ohio. Phillip has held previous roles with several firms including LPL Financial LLC, Capital One Securities, Inc., HSBC Securities (USA) Inc., and Citigroup Global Markets Inc. Phillip holds licenses in Series 6, 7, 9, 10, 63, 65, 99TO and SIE. Phillip is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
OH
08/06/2023 - Present
Stratos Wealth Partners, Ltd. (Beachwood OH)
CA
01/12/2022 - 08/10/2023
LPL FINANCIAL LLC (SAN DIEGO CA)
LA
11/12/2021 - 01/02/2022
CAPITAL ONE SECURITIES, INC. (NEW ORLEANS LA)
DC
01/18/2013 - 11/20/2019
HSBC SECURITIES (USA) INC. (WASHINGTON DC)
NY
04/27/2012 - 12/20/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/19/2010 - 04/05/2012
HSBC SECURITIES (USA) INC. (MANHASSET NY)
IA
Issued 04/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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