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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Mahoney is a financial advisor with over 30 years of experience in the industry. Phillip is registered with LPL Financial LLC and Mariner Independent in Nevada. Phillip has a strong background in providing financial planning, portfolio management, and other advisory services. Phillip holds the Series 7, 24, 63 and 65 licenses as well as the SIE. Phillip is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
10/31/2018 - Present
LPL Financial LLC (RENO NV)
NY
03/02/1998 - 03/23/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/20/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
01/29/1995 - 01/23/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
SC
09/16/1994 - 01/27/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
04/23/1986 - 02/02/1988
CITICORP SECURITIES MARKETS, INC.
IA
Issued 06/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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