Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Sherwood Freeman is a financial advisor with over 30 years of experience in the industry. Phillip currently works at Wells Fargo Clearing Services, LLC and has been with the firm since 2008. Phillip has held several prior roles at other firms including A. G. Edwards & Sons, Inc., Citigroup Global Markets Inc., PaineWebber Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Phillip holds Series 7, Series 63, and SIE licenses. Phillip's current branch office location is 318 FIFTH ST, EUREKA, CA 95501.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (EUREKA CA)
CA
05/30/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EUREKA CA)
NY
06/19/1989 - 06/19/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
02/10/1987 - 06/27/1989
PAINEWEBBER INCORPORATED
NA
05/23/1986 - 02/07/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 01/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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