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Phillip Sheridan Hugart

Ausdal Financial Partners, Inc.

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About Phillip Sheridan Hugart

Phillip Sheridan Hugart is a registered representative of Ausdal Financial Partners, Inc. Phillip is a financial advisor who has been in the financial services industry since 1984. Phillip has several years of experience in the financial services industry, including previous roles at MTL Equity Products, Inc., Transamerica Securities Sales Corporation, Transamerica Financial Resources, Inc., NWNL Management Corporation and Pruco Securities Corporation. Phillip holds Series 6, 63, 22 and SIE licenses.

Firm Information

Phillip Hugart is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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Phillip Hugart’s Registration & Firm History

IL

01/27/2003 - Present

Ausdal Financial Partners, Inc. (PORT BYRON IL)

AZ

11/13/1989 - 07/16/2002

MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)

CA

03/12/1987 - 12/05/1989

TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)

CA

01/27/1986 - 12/05/1989

TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)

NA

03/19/1985 - 12/24/1985

NWNL MANAGEMENT CORPORATION

NA

11/14/1983 - 03/19/1985

PRUCO SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 01/25/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1986

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 08/22/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phillip Sheridan Hugart.
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