Unclaimed
Phillip Sheridan Hugart is a registered representative of Ausdal Financial Partners, Inc. Phillip is a financial advisor who has been in the financial services industry since 1984. Phillip has several years of experience in the financial services industry, including previous roles at MTL Equity Products, Inc., Transamerica Securities Sales Corporation, Transamerica Financial Resources, Inc., NWNL Management Corporation and Pruco Securities Corporation. Phillip holds Series 6, 63, 22 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
01/27/2003 - Present
Ausdal Financial Partners, Inc. (PORT BYRON IL)
AZ
11/13/1989 - 07/16/2002
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
CA
03/12/1987 - 12/05/1989
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CA
01/27/1986 - 12/05/1989
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
03/19/1985 - 12/24/1985
NWNL MANAGEMENT CORPORATION
NA
11/14/1983 - 03/19/1985
PRUCO SECURITIES CORPORATION
IA
Issued 01/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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