Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Sherdan Ferguson is a financial professional with over 40 years of experience in the industry. Phillip is currently registered with Valley Financial Management, Inc. in Arizona and Florida. Phillip has previously held positions with DV FINANCIAL SERVICES, LLC, CALTON & ASSOCIATES, INC., LAWSON FINANCIAL CORPORATION, FIRST AFFILIATED SECURITIES, INC., PFG SECURITIES, INC., and BUCHANAN & CO., INC. Phillip has a broad range of experience in the financial services industry, including investments, financial planning, and portfolio management. Phillip is a dedicated financial professional who is committed to helping individuals and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
09/15/2023 - Present
Valley Financial Management, Inc. (Phoenix AZ)
AZ
02/24/2017 - 01/30/2024
DV FINANCIAL SERVICES, LLC (PHOENIX AZ)
AZ
11/13/2000 - 12/31/2016
CALTON & ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/05/1990 - 12/13/2000
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
CA
08/25/1989 - 10/12/1990
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
NA
04/29/1988 - 08/25/1989
PFG SECURITIES, INC.
NA
02/08/1983 - 05/20/1988
BUCHANAN & CO., INC.
BC
Issued 02/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/06/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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