Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Shaun McDuffee is a registered investment advisor representative with Cetera Investment Advisers LLC. Phillip has been in the financial services industry since January 24, 1990. Phillip has worked for several firms in the past including Securian Financial Services, Inc. and CRI Securities, LLC. Phillip is currently registered with Cetera Investment Advisers LLC in Texas. Phillip has several designations and specializations including Series 63, Series 65, Series 24 and Series 7. Phillip's focus is on providing financial planning services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/10/2023 - Present
Cetera Investment Advisers LLC (AUSTIN TX)
TX
01/24/1990 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
01/24/1990 - 10/18/2021
CRI SECURITIES, LLC (AUSTIN TX)
IA
Issued 1/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/5/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/9/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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