Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Wood is a financial advisor with Ameriprise Financial Services, LLC. Phillip has been in the industry since 1988 and is registered to provide investment advice in 51 states. Phillip has a strong background in financial planning, portfolio management, and asset allocation. Phillip is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
11/17/2017 - Present
Ameriprise Financial Services, LLC (West Des Moines IA)
NE
09/21/1998 - 11/17/2017
SII INVESTMENTS, INC. (FREMONT NE)
SC
02/25/1992 - 09/24/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AL
07/01/1991 - 02/28/1992
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
NA
01/23/1991 - 05/10/1991
INFINET SECURITIES, INC.
NA
06/09/1988 - 12/28/1990
KINGLAND CAPITAL CORPORATION
IA
Issued 02/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/22/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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