Unclaimed
Phillip Saul Leytes is a registered representative with Mizuho Securities USA LLC. Phillip has been in the securities industry since April 9, 2021. Phillip holds the following licenses: Series 63, Series 87, Series 86, Series 7TO, and SIE. Phillip was previously employed by Berenberg Capital Markets LLC. Phillip is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/20/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/17/2020 - 04/28/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 12/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/23/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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