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Phillip Saul Leytes

Mizuho Securities USA LLC

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About Phillip Saul Leytes

Phillip Saul Leytes is a registered representative with Mizuho Securities USA LLC. Phillip has been in the securities industry since April 9, 2021. Phillip holds the following licenses: Series 63, Series 87, Series 86, Series 7TO, and SIE. Phillip was previously employed by Berenberg Capital Markets LLC. Phillip is registered with the state of New York.

Firm Information

Phillip Leytes is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Phillip Leytes’s Registration & Firm History

NY

09/20/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/17/2020 - 04/28/2022

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/01/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2021

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/23/2020

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Phillip Saul Leytes.
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