Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Rothman is a financial professional registered with Valmark Securities, Inc., a firm with offices in Livingston, New Jersey. Phillip has been working in the financial industry since 2012. Phillip has experience working with both individuals and businesses. Phillip is licensed to sell securities in New Jersey and is also licensed to sell securities in Delaware, Florida, Massachusetts and New York. Phillip holds the Series 6 and Series 63 licenses. Phillip is dedicated to providing his clients with comprehensive financial advice to help them meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
09/22/2017 - Present
Valmark Securities, Inc. (LIVINGSTON NJ)
NY
08/24/2012 - 10/04/2013
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 02/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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