Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Ronald Cardona is a financial advisor with Anico Financial Services, Inc. Phillip has been in the securities industry since 1994. Phillip holds a Series 7 and Series 63 license and the SIE exam. Phillip is currently registered in California. Phillip has been a registered representative of Anico Financial Services, Inc. since 2012. Prior to that, Phillip was registered with Securities Management & Research, Inc., Gateway Investment Services, Inc., Great Western Financial Securities Corporation, and Baraban Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/06/2012 - Present
Anico Financial Services, Inc. (GALVESTON TX)
IA
01/23/2003 - 09/04/2012
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
IL
01/30/1997 - 06/08/2001
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
01/26/1993 - 01/07/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
01/07/1993 - 01/28/1993
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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