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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Richard Anton is a registered investment advisor representative with Calton & Associates, Inc. Phillip has been in the securities industry since 1982 and has experience with various firms. Phillip has earned the Series 63 and Series 65 licenses. In addition to their securities license, Phillip has also earned the Series 24 license. Phillip currently holds registrations in Arizona, California, Colorado, Hawaii, Nevada, North Carolina, Oregon and Washington. Phillip's firm offers a variety of services including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/07/2025 - Present
Calton & Associates, Inc. (Yorba Linda CA)
CA
12/23/2009 - 08/30/2016
NEWPORT COAST SECURITIES, INC. (BREA CA)
CA
06/27/2007 - 12/31/2009
WEDBUSH MORGAN SECURITIES INC. (BREA CA)
CA
05/09/1996 - 07/13/2007
BROOKSTREET SECURITIES CORPORATION (BREA CA)
FL
09/14/1995 - 11/17/1995
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
CA
02/02/1982 - 09/01/1995
SECURITIES WEST, INC. (SANTA ANA CA)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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