Unclaimed
Phillip Knotts is a financial advisor with Bailey & Co. Securities, LLC. Phillip has over 20 years of experience in the financial services industry. He is a Series 7, 63, 65 and 24 licensed professional. Phillip is registered with the state of Tennessee. He has experience with a variety of firms including Lincoln International LLC, Scott & Stringfellow, LLC, and First Union Securities, Inc. Prior to joining Bailey & Co. Securities, LLC, Phillip was an investment banker with Lincoln International LLC for 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
05/20/2022 - Present
Bailey & Co. Securities, LLC (Brentwood TN)
IL
10/25/2012 - 04/22/2022
LINCOLN INTERNATIONAL LLC (CHICAGO IL)
VA
08/14/2008 - 10/16/2012
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
MO
10/01/2000 - 07/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/02/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 01/08/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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