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Phillip Ray Knotts

Bailey & Co. Securities, LLC

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About Phillip Ray Knotts

Phillip Knotts is a financial advisor with Bailey & Co. Securities, LLC. Phillip has over 20 years of experience in the financial services industry. He is a Series 7, 63, 65 and 24 licensed professional. Phillip is registered with the state of Tennessee. He has experience with a variety of firms including Lincoln International LLC, Scott & Stringfellow, LLC, and First Union Securities, Inc. Prior to joining Bailey & Co. Securities, LLC, Phillip was an investment banker with Lincoln International LLC for 10 years.

Firm Information

Phillip Knotts is currently registered with Bailey & Co. Securities, LLC. Bailey & Co. Securities, LLC is a Limited Liability Company formed in April 2019. The firm is registered with the SEC and in 18 states, including California, Colorado, Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Dakota, Tennessee, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Phillip Knotts’s Registration & Firm History

TN

05/20/2022 - Present

Bailey & Co. Securities, LLC (Brentwood TN)

IL

10/25/2012 - 04/22/2022

LINCOLN INTERNATIONAL LLC (CHICAGO IL)

VA

08/14/2008 - 10/16/2012

SCOTT & STRINGFELLOW, LLC (RICHMOND VA)

MO

10/01/2000 - 07/23/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

05/02/2000 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 01/08/2009

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/09/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/28/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2008

Series 7 - General Securities Representative Examination

BC

Issued 05/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phillip Ray Knotts.
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