Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip O'Brien is a financial advisor with Fidelity Personal And Workplace Advisors. Phillip has been in the financial industry for over 10 years and has a strong track record of providing personalized financial advice to individual clients, families, and businesses. Phillip has earned the Series 6, 7, 63, and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
04/25/2019 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
MA
03/06/2018 - 02/04/2019
SANTANDER SECURITIES LLC (ANDOVER MA)
MA
07/15/2014 - 02/20/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ANDOVER MA)
NH
10/18/2010 - 06/30/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
11/12/2008 - 01/07/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (QUINCY MA)
BOTH
Issued 07/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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