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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Kline is an Investment Advisor Representative with Steward Partners Investment Advisory, LLC. Phillip has been in the industry since 2014. Phillip holds the Series 4, 7, 10, 24, 66, and SIE licenses. Prior to joining Steward Partners Investment Advisory, LLC, Phillip was a Financial Advisor with Raymond James Financial Services, Inc., Charles Schwab & Co., Inc., and USAA Financial Advisors, Inc. Phillip is a Certified Financial Planner. Phillip has experience in various financial services, including financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/24/2022 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
FL
05/16/2022 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (CLEARWATER FL)
FL
10/29/2021 - 05/24/2022
CHARLES SCHWAB & CO., INC. (St. Petersburg FL)
FL
12/19/2018 - 10/22/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/31/2017 - 12/20/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
11/11/2014 - 10/31/2017
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
06/04/2014 - 10/30/2014
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 7/1/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/29/2023
Series 4 - Registered Options Principal Examination
BC
Issued 6/1/2019
Series 24 - General Securities Principal Examination
BC
Issued 2/13/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/16/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/3/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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