Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Jones is a registered representative of Equity Services, Inc. Phillip has over 20 years of experience in the financial services industry. Phillip has held previous roles at MML Investors Services, LLC, Northwestern Mutual Investment Services, LLC, Wedbush Securities Inc., Wachovia Capital Markets, LLC, Citigroup Global Markets Inc. and Robertson Stephens, Inc. Phillip is licensed to conduct business in California. Phillip holds the Series 63, Series 55, Series 7 and the SIE licenses. Phillip offers a variety of financial services including financial planning, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/06/2017 - Present
Equity Services, Inc. (IRVINE CA)
CA
01/16/2015 - 08/04/2017
MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)
CA
11/26/2013 - 01/14/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
CA
07/27/2005 - 07/11/2013
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
NC
01/12/2004 - 07/28/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NY
07/25/2002 - 10/30/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
07/25/2000 - 07/23/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 03/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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