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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Caballero is a financial advisor with Virtus Investment Advisers, Inc., based in Lake Quivira, KS. Phillip has been working in the financial industry since 2002 and holds multiple licenses and certifications. He is registered with FINRA and the state of Connecticut as an investment advisor representative. Phillip has experience with investment company products/variable contracts, general securities, commodity futures, and securities. He is also qualified to provide investment advice related to pooled investment vehicles, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KS
01/09/2023 - Present
Virtus Investment Advisers, Inc. (LAKE QUIVIRA KS)
CA
06/03/2019 - 09/28/2022
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
NJ
08/31/2018 - 05/31/2019
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
MD
04/02/2012 - 10/04/2017
CAMPBELL FINANCIAL SERVICES, LLC (BALTIMORE MD)
MA
06/03/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
PA
12/07/2006 - 05/20/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
01/30/2001 - 11/06/2006
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 01/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/23/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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