Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Jerome is a financial advisor registered with Charles Schwab & Co., Inc. Phillip has been in the industry since 1996 and has held previous positions at Credit Suisse First Boston LLC and Lehman Brothers Inc. Phillip is a registered representative and investment advisor in California. Phillip specializes in both securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/13/2006 - Present
Charles Schwab & CO., Inc. (OAKLAND CA)
NY
12/15/2004 - 01/17/2006
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
03/16/2004 - 12/17/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
TX
09/13/1996 - 03/17/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 05/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/14/2008
Series 4 - Registered Options Principal Examination
BC
Issued 06/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/13/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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