Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Matthew Smerek is a financial advisor with Edward Jones. Phillip has been in the financial industry since July 22, 2003. Phillip is registered in Missouri. Phillip has passed the Series 6, 7, 63, 65, 99TO and SIE exams. Phillip has been with Edward Jones since October 2007. Prior to joining Edward Jones, Phillip worked for First Command Financial Planning, Inc. and PFIC Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
11/06/2007 - Present
Edward Jones (ST LOUIS MO)
MO
04/03/2006 - 05/10/2007
FIRST COMMAND FINANCIAL PLANNING, INC. (ST. LOUIS MO)
TN
10/14/1999 - 12/20/2002
PFIC SECURITIES CORPORATION (FRANKLIN TN)
IA
Issued 05/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Phillip Smerek is the right advisor for you? Invested Better is here to help.
