Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Faubert is a financial advisor with over 25 years of experience in the industry. He is currently registered with Commonwealth Financial Network in Costa Mesa, CA. Phillip holds Series 7, 24, 63, and 66 licenses as well as the Securities Industry Essentials (SIE) exam. Phillip has been with Commonwealth Financial Network since June 2014 and has previously worked with LPL Financial LLC and Diversified Securities, Incorporated. Phillip is committed to providing personalized financial advice and wealth management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/08/2024 - Present
Commonwealth Financial Network (Costa Mesa CA)
CA
10/16/2006 - 06/27/2014
LPL FINANCIAL LLC (NEWPORT BEACH CA)
CA
07/06/1998 - 10/16/2006
DIVERSIFIED SECURITIES, INCORPORATED (SANTA ANA CA)
BOTH
Issued 09/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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