Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Smelser is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Phillip has over 25 years of experience in the financial industry, having worked with numerous firms over the years. Phillip holds a Series 6, 7, 24, 26, 63 and 66 licenses, as well as the SIE. Phillip has a strong background in providing financial planning, portfolio management, and retirement planning services to individuals and businesses. Phillip's expertise includes working with high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
10/03/2017 - Present
Cambridge Investment Research Advisors, Inc. (Burnsville NC)
FL
10/31/2005 - 11/19/2008
AIG FINANCIAL ADVISORS, INC. (SARASOTA FL)
AZ
10/20/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
01/22/2001 - 10/22/2004
SUNTRUST SECURITIES, INC. (ATLANTA GA)
OH
01/20/1999 - 01/11/2001
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
TX
01/26/1998 - 04/08/1998
FIRST SECURITY FINANCIAL ADVISORS, INC. (DALLAS TX)
FL
06/12/1997 - 01/05/1998
EXECUTIVE WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
MO
05/09/1997 - 06/10/1997
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
TX
04/13/1993 - 12/13/1994
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BOTH
Issued 10/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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