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Phillip Lee Elliott

Sunbelt Securities, Inc.

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About Phillip Lee Elliott

Phillip Elliott is a financial advisor with Sunbelt Securities, Inc. Phillip has been in the industry since 1985. Phillip provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. Phillip is licensed in 14 states.

Firm Information

Phillip Elliott is currently registered with Sunbelt Securities, Inc.. Sunbelt Securities, Inc. is a corporation headquartered in Houston, Texas, that provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They offer portfolio management, financial planning, and selection of other advisors. The firm is registered with the SEC and has a total of $1.91 billion in regulatory assets under management.
Sunbelt Securities, Inc.

2700 POST OAK BLVD STE 1700

HOUSTON, TX 77056

$1.91B

Assets Under Management

1

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Phillip Elliott’s Registration & Firm History

KY

09/20/2019 - Present

Sunbelt Securities, Inc. (Lexington KY)

KY

10/04/2005 - 09/26/2019

LEXINGTON INVESTMENT COMPANY, INC. (LEXINGTON KY)

IL

07/06/2005 - 08/11/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

03/15/1989 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

OH

11/16/1987 - 02/22/1989

THE OHIO COMPANY (CINCINNATI OH)

NA

02/02/1987 - 11/20/1987

SHERWOOD CAPITAL, INC.

NA

09/25/1985 - 01/31/1987

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

IA

Issued 12/04/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/27/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/04/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Phillip Lee Elliott. Review regulatory record here.
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