Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Lawrence Dimond is a registered representative with LPL Financial LLC, based in South Windsor, CT. Phillip Lawrence Dimond has over 40 years of experience in the financial services industry. Phillip Lawrence Dimond is registered to provide investment advisory services in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
02/07/2023 - Present
LPL Financial LLC (S Windsor CT)
CT
10/27/2017 - 02/03/2023
SECURITIES AMERICA, INC. (SOUTH WINDSOR CT)
CT
03/31/2006 - 11/01/2017
NATIONAL PLANNING CORPORATION (SOUTH WINDSOR CT)
CT
07/08/2000 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (HAMDEN CT)
NH
11/16/1993 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
NY
05/20/1992 - 12/07/1993
NUTMEG SECURITIES, LTD. (NEW YORK NY)
CT
03/16/1990 - 12/31/1990
LIGHTHOUSE SECURITIES, LTD. (HARTFORD CT)
CT
03/13/1986 - 12/31/1989
LIGHTHOUSE SECURITIES, LTD. (HARTFORD CT)
NA
08/27/1981 - 03/18/1986
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BOTH
Issued 03/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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