Unclaimed
Phillip Judson Kennemer is a financial advisor with B. Riley Wealth Advisors, Inc. Phillip has over 27 years of experience in the financial services industry. He has passed a number of exams including the Series 63, 65, 7, 9, 10, SIE, and 52TO. Phillip holds a variety of licenses and registrations including Series 65, Series 7, Series 10, Series 9, and Series 52TO. He is registered as an Investment Advisor Representative in Texas. Phillip previously worked for Ameriprise Financial Services, Inc. and National Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/12/2018 - Present
B. Riley Wealth Advisors, Inc. (THE WOODLANDS TX)
TX
01/12/2018 - 07/22/2022
NATIONAL SECURITIES CORPORATION (THE WOODLANDS TX)
TX
10/05/2009 - 01/16/2018
AMERIPRISE FINANCIAL SERVICES, INC. (THE WOODLANDS TX)
TX
05/03/1995 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (HOUSTON TX)
IA
Issued 11/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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