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Phillip Joseph Susi

TCP Asset Management, LLC

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About Phillip Joseph Susi

Phillip Susi is an investment advisor representative. Phillip has been in the securities industry since September 17, 2007. Phillip is currently registered with TCP Asset Management, LLC. Phillip is registered in Alabama, Arizona, California, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Michigan, Minnesota, Mississippi, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Texas, Washington and Wisconsin.

Firm Information

Phillip Susi is currently registered with TCP Asset Management, LLC. TCP Asset Management, LLC is an investment advisor registered with the SEC and located in UPPER ARLINGTON, OH. They manage approximately $641,790,572 in assets for 3,634 clients, including individuals, corporations, and high-net-worth individuals. They provide portfolio management services for both individuals and businesses, as well as financial planning and pension consulting. They do not have a wrap fee program.
TCP Asset Management, LLC

5000 HORIZONS DRIVE

UPPER ARLINGTON, OH 43220

$641.79M

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor's fees

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Phillip Susi’s Registration & Firm History

OH

08/04/2020 - Present

TCP Asset Management, LLC (UPPER ARLINGTON OH)

OH

10/30/2014 - 10/28/2016

SECURITIES AMERICA, INC. (BEXLEY OH)

OH

08/12/2013 - 10/20/2014

OPPENHEIMER & CO. INC. (CINCINNATI OH)

OH

01/09/2009 - 08/12/2013

INVEST FINANCIAL CORPORATION (WORTHINGTON OH)

OH

08/14/2008 - 02/06/2009

FSC SECURITIES CORPORATION (WORTHINGTON OH)

OH

08/24/2007 - 07/28/2008

RAYMOND JAMES FINANCIAL SERVICES, INC. (LANCASTER OH)

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Licenses & Designations

BOTH

Issued 07/01/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Phillip Joseph Susi. Review regulatory record here.
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