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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Caballero is a financial advisor with Cetera Investment Advisers LLC. Phillip has been in the financial services industry since February 20, 2000 and has been registered with Cetera Investment Advisers LLC since September 1, 2005. Phillip holds Series 6, 22, and 63 licenses. Phillip also holds a Series SIE license. Phillip's previous experience includes H.D. Vest Investment Services in Dallas, TX from December 14, 1999 to May 16, 2005. Phillip is a licensed Certified Public Accountant (CPA) and owns P J Caballero, CPA APC. Phillip is also a registered Investment Advisor in the state of Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
09/01/2005 - Present
Cetera Investment Advisers LLC (WHITE CASTLE LA)
TX
12/14/1999 - 05/16/2005
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
BC
Issued 12/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2008
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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