Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Johnson is a financial advisor at Ameriprise Financial Services, LLC with over 40 years of experience in the financial services industry. Phillip is registered to provide investment advice in Arizona, California, Florida, Iowa, Michigan, Minnesota, Nevada, South Dakota, Texas, Utah, and Wisconsin. Phillip specializes in providing financial planning, asset allocation services, pension consulting, educational seminars, publication of periodicals, and selection of other advisors. Phillip has also worked for Woodbury Financial Services, Inc., ING Financial Partners, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, MIMLIC Sales Corporation, C.R.I. Securities, Inc., TFS Securities, Inc., Kingland Capital Corporation, BNL Securities Inc., and St. Paul Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
12/07/2023 - Present
Ameriprise Financial Services, LLC (Cedar Falls IA)
IA
11/21/2011 - 02/02/2017
WOODBURY FINANCIAL SERVICES, INC. (MASON CITY IA)
IA
03/17/2006 - 11/23/2011
ING FINANCIAL PARTNERS, INC. (MASON CITY IA)
NY
05/03/1999 - 03/17/2006
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/29/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MN
05/21/1992 - 02/26/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
MN
05/21/1992 - 04/07/1994
C.R.I. SECURITIES, INC. (ST. PAUL MN)
NJ
10/03/1989 - 05/26/1992
TFS SECURITIES, INC. (LINCROFT NJ)
NA
08/12/1986 - 10/07/1989
KINGLAND CAPITAL CORPORATION
NA
01/28/1983 - 08/06/1986
BNL SECURITIES INC.
NA
05/24/1979 - 02/14/1983
ST. PAUL INVESTORS, INC.
BOTH
Issued 09/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Phillip Johnson is the right advisor for you? Invested Better is here to help.
