Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Niblo is a financial advisor at FLC Capital Advisors, a firm with a focus on providing financial planning and portfolio management services. Phillip has over seven years of experience in the financial services industry, having previously held roles at Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Securities America, Inc. Phillip is registered with the state of California as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CA
09/11/2023 - Present
FLC Capital Advisors (PALM DESERT CA)
CA
09/11/2023 - 06/14/2024
SECURITIES AMERICA, INC. (PALM DESERT CA)
CA
01/10/2022 - 09/15/2023
RAYMOND JAMES & ASSOCIATES, INC. (PALM DESERT CA)
CA
01/17/2017 - 01/12/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RANCHO MIRAGE CA)
BOTH
Issued 09/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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