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Phillip James Pardo

Transamerica Financial Advisors, Inc.

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About Phillip James Pardo

Phillip James Pardo is an investment advisor representative registered with Transamerica Financial Advisors, Inc. Phillip has been in the industry since 2001. Phillip is also registered with the state of Texas as an investment advisor representative. Phillip has experience in offering investment advisory services to a variety of clients, including individuals, corporations, and pension and profit-sharing plans. Prior to joining Transamerica Financial Advisors, Inc., Phillip worked at WORLD GROUP SECURITIES, INC. and WMA SECURITIES, INC. Phillip also holds multiple securities licenses, including Series 6, 63, 26, and 65.

Firm Information

Phillip Pardo is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Phillip Pardo’s Registration & Firm History

IL

07/27/2022 - Present

Transamerica Financial Advisors, Inc. (Downers Grove IL)

IL

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (OAK BROOK IL)

GA

08/07/2001 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 03/03/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phillip James Pardo.
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