Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip James Graves is a financial advisor with Fidelity Brokerage Services LLC. Phillip has been in the financial industry since January 22, 2008. Phillip is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states. Phillip is a Series 7, Series 9, Series 10, and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
01/23/2008 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 01/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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