Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip J. Tamplin is a registered representative with Mizuho Securities USA LLC. Phillip has over 10 years of experience in the financial services industry. Phillip is licensed to offer securities and investment advisory services in all 50 states and the District of Columbia. Phillip previously worked at Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/21/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/04/2013 - 09/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 03/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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