Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Kostantas is a financial advisor with over 20 years of experience in the financial services industry. Phillip is currently registered with Wells Fargo Clearing Services, LLC and has held previous registrations with firms such as Morgan Stanley, Park Avenue Securities LLC, and Wachovia Securities, LLC. Phillip holds a Series 7, Series 10, Series 9, Series 63 and Series 65 licenses and provides financial planning, investment consulting services to institutional clients, pension consulting, selection of other advisors and portfolio management services to businesses and individuals. Phillip's services are available in Florida, New Jersey, Texas, Arkansas, California, Colorado, Connecticut, Georgia, Maryland, Massachusetts, Nevada, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Utah, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/13/2016 - Present
Wells Fargo Clearing Services, LLC (VERO BEACH FL)
NJ
02/02/2016 - 11/25/2016
SCOTTRADE, INC. (PARAMUS NJ)
NJ
10/06/2014 - 02/04/2016
PARK AVENUE SECURITIES LLC (PARAMUS NJ)
NJ
06/01/2009 - 11/05/2012
MORGAN STANLEY (SHORT HILLS NJ)
NJ
05/25/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NJ
07/01/2003 - 05/30/2007
WACHOVIA SECURITIES, LLC (PARAMUS NJ)
NY
02/01/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/18/1995 - 04/01/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
11/17/1994 - 02/28/1995
JOSEPH ROBERTS & CO., INC. (POMPANO BEACH FL)
BC
Issued 10/03/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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