Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Barbaria is a financial advisor who has been in the industry since 1997. Phillip has a Series 6, 7, 24, 26, 63, 66 and SIE. Phillip is currently registered with Principal Securities, Inc. Phillip has previously been employed by Principal Funds Distributor, Inc., Citigroup Global Markets Inc., CitiCorp Investment Services, Bancwest Investment Services, Inc., and Cal Fed Investments. Phillip's other business activities include owning rental properties. Phillip has specializations in retirement planning, estate planning, insurance and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IL
08/17/2023 - Present
Principal Securities, Inc. (DOWNERS GROVE IL)
CA
06/19/2007 - 12/14/2017
PRINCIPAL FUNDS DISTRIBUTOR, INC. (FOLSOM CA)
CA
05/29/2007 - 07/06/2007
CITIGROUP GLOBAL MARKETS INC. (WEST SACRAMENTO CA)
CA
03/01/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (WEST SACRAMENTO CA)
CA
11/11/2003 - 02/28/2006
BANCWEST INVESTMENT SERVICES, INC. (SCRAMENTO CA)
NY
02/05/2003 - 10/15/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
09/05/1997 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
BOTH
Issued 06/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/21/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Phillip Barbaria is the right advisor for you? Invested Better is here to help.
