Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Cardinale is a financial professional with over 38 years of experience in the financial services industry. Phillip currently works for Cetera Investment Advisers LLC. Previously, Phillip worked for FIRST ALLIED SECURITIES, INC. in WALNUT CREEK, CA and ROUND HILL SECURITIES, INC. in ALAMO, CA. Phillip holds Series 6, 7, 22, and 63 licenses and has expertise in a variety of financial products and services. Phillip provides financial planning, portfolio management, and investment advisory services to a wide range of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
CA
06/13/2005 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WALNUT CREEK CA)
CA
12/10/1993 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
08/12/1992 - 12/17/1993
VANGUARD CAPITAL (DEL MAR CA)
CA
07/27/1984 - 08/13/1992
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 6/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 1/24/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 7/26/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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