Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Henry Schafer is an investment advisor representative, registered with Wells Fargo Advisors Financial Network, LLC, since September 2023. Phillip Schafer is also registered with the state of Texas as an investment advisor representative. Phillip Henry Schafer has been active in the financial services industry since August 2002, and holds Series 7, Series 24, and Series 66 licenses. Phillip Henry Schafer has a Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/07/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Rolling Hills Estates CA)
CA
02/17/2017 - 09/07/2023
WELLS FARGO CLEARING SERVICES, LLC (ROLLING HILLS ESTATES CA)
CA
10/23/2009 - 02/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
CA
07/18/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TORRANCE CA)
CA
05/26/2006 - 07/22/2008
WACHOVIA SECURITIES, LLC (ROLLING HILLS ESTATES CA)
CA
08/22/2002 - 06/08/2006
CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)
BOTH
Issued 08/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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