Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Hart is an experienced financial professional with over 20 years of experience in the financial services industry. Phillip currently is registered with LPL Financial LLC. Prior to joining LPL, Phillip has held positions with a number of other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Trade Monster, Chase Investment Services Corp., BANC ONE Securities Corporation, Harris Investor Services LLC, Harris Investorline Inc., Old Kent Financial Advisors, Touchstone Securities, Inc., and Fidelity Brokerage Services, Inc. Phillip is also a registered principal and holds a variety of licenses and designations including Series 7, 3, 24, 55, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/23/2024 - Present
LPL Financial LLC (FORT MILL SC)
FL
02/19/2016 - 06/14/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
IL
06/15/2010 - 01/30/2015
TRADE MONSTER (CHICAGO IL)
IL
12/03/2004 - 06/19/2008
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/24/2004 - 10/05/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
05/01/2002 - 03/19/2003
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
WA
05/09/2001 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
MI
11/09/2000 - 03/01/2001
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
OH
07/13/1999 - 11/10/2000
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
RI
03/27/1996 - 05/08/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 08/26/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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