Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Hardin Joyce is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Phillip Joyce has been in the industry for over 30 years and holds the Series 7, Series 63, and Series 66 securities licenses. Phillip Joyce has been registered with Stifel, Nicolaus & Company, Inc. since 2014. Before joining Stifel, Nicolaus & Company, Inc. Phillip Joyce was an advisor at WELLS FARGO ADVISORS, LLC. Phillip Joyce is registered in North Carolina and Texas and has been in the industry since 1986.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/25/2022 - Present
Stifel, Nicolaus & Company, Inc. (Greensboro NC)
NC
01/01/2008 - 05/09/2014
WELLS FARGO ADVISORS, LLC (GREENSBORO NC)
NC
05/26/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HIGH POINT NC)
NA
09/29/1988 - 06/07/1989
ATLANTA SECURITIES & INVESTMENTS, INC.
NA
07/29/1988 - 08/15/1988
SCOTT & STRINGFELLOW, INC.
NA
04/28/1986 - 08/15/1988
INDEPENDENCE SECURITIES, INC.
BOTH
Issued 05/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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