Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Baker is a financial professional with over 13 years of experience in the industry. Phillip is currently registered with Investment Distributors, Inc. and holds the Series 6, Series 63 and SIE licenses. Previously, Phillip worked at Concourse Financial Group Securities, Inc. and Pruco Securities, LLC. Phillip is licensed in 15 states including Alabama, Arkansas, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Louisiana, Minnesota, Mississippi, Missouri, Ohio, Tennessee and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/03/2022 - Present
Investment Distributors, Inc. (Covington KY)
OH
04/12/2011 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CINCINNATI OH)
OH
08/24/2009 - 03/28/2011
PRUCO SECURITIES, LLC. (CINCINNATI OH)
BC
Issued 07/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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