Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Frederick Fournier is a financial advisor with over 27 years of experience in the industry. He is currently registered with Ameriprise Financial Services, LLC in Texas and Kansas. Phillip has a strong background in financial planning, portfolio management, and investment advisory services. He has held previous positions with a number of prominent financial institutions including Waddell & Reed, Cambridge Investment Research, Inc., and Smith Barney Inc. Phillip is a dedicated professional who is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/07/2023 - Present
Ameriprise Financial Services, LLC (PLANO TX)
MO
11/09/2020 - 11/17/2021
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
KS
05/26/2011 - 11/18/2019
WADDELL & REED (OVERLAND PARK KS)
VA
10/03/2007 - 04/29/2011
SPIRE SECURITIES, LLC (MCLEAN VA)
VA
12/04/2001 - 11/02/2007
CAMBRIDGE INVESTMENT RESEARCH, INC. (MCLEAN VA)
PA
02/14/1997 - 12/04/2001
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
06/11/1996 - 03/06/1997
SMITH BARNEY INC. (NEW YORK NY)
NC
03/01/1996 - 05/23/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
MD
06/21/1993 - 03/06/1996
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
08/21/1992 - 06/25/1993
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BOTH
Issued 11/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Phillip Fournier is the right advisor for you? Invested Better is here to help.
